Natalie Lin

Wong was previously head of retirement platforms at J.P. Morgan Asset Management.

The guide should assist CFPs in complying with the duty of care standards outlined in the board’s code of ethics and standards of conduct.

Beginning this year, businesses with 10 or more employees must implement automatic enrollment and contribution escalation for new 401(k) and 403(b) plans.

An Ameriprise Financial executive discusses how to navigate the shift from saving for retirement to managing distributions.

Waverly Advisors acquires Dickinson Investment Advisors; Integrated Partners expands West Coast Footprint with addition of RetirementDNA; Concentric Wealth Management joins MAI Capital Management.

According to the Carson Group, investors are leveraging equity factors like momentum and low volatility and adopting active fixed-income strategies.

Cervantes joins Prime Capital Financial; Corebridge Financial welcomes Klane as general counsel; Gallagher adds Helgens as retirement plan consultant.

The Supreme Court will hear a case to resolve a split among circuit courts on whether a plaintiff must argue that more than a ‘prohibited transaction’ has occurred to survive a motion to dismiss.

Rob Mangano, Tamme Ford, Alex Gault and Sarah McKinzie get elevated roles at the $7 billion plan advisory focused on the public sector.

Hub International acquires Creative Financial Strategies; Mercer Advisors adds two advisory groups; and UBS hires $400 million financial adviser team.

The former head of product at T. Rowe Price will lead all major investment initiatives.

Commonwealth adds advisers at Aegis Consulting; Cerity Partners welcomes Touchdown Ventures; The Retirement Planning Group acquires Parrott Wealth Management; and more.

Speakers at a webinar co-hosted by EBRI shared how the smaller cohorts can lead to more tailored financial wellness programs and increased engagement.

True North Advisors announces acquisition of Clear Rock Advisors; Kestra Financial welcomes SZC Financial Planning & Management; Ty J. Young Wealth Management acquires financial practice of John Jaboor.

Experts from Wealth Enhancement, summarizing a recent survey, say Americans are still optimistic about retirement in the long run.

Ads targeting younger workers call financial planning “quite possibly the perfect job.”

Savvy adds financial advisers Martino and Moore; Ty J. Young Wealth Management acquires Amatulli and Associates Financial Services; Carson Group partners with YCharts in enterprise agreement; $2 billion Connecticut team creates Centel Wealth Advisory; and more.

J.D. Power finds digital channels are often lacking for participants.

Mesirow acquires Price Wealth Management; Wealth Enhancement Group acquires Levy Wealth Management Group; Hub International adds assets of Flexible Benefits Plans. 

Fidelity’s 401(k) and IRA ‘millionaires’ are at record levels on strong markets and contribution, but separate surveying reveals millionaires still suffer from financial uncertainty.