Karmen Alexander

Team managed $3.5 billion in assets, according to a Forbes ranking which listed the group as fourth in the state this year.

Team is opening a new RBC office in New Orleans, according to an announcement.

The 16-person team was founded in 2014 by Andrew Lerner and Logan Shalmi, who were roommates in college.  

Stifel Chairman and Chief Executive Ron Kruszewski said the firm sees “no need to sell,” but did not entirely rule out the possibility.

Team produced $4.8 million in annual revenue, according to a spokesperson.

Team produced $6.1 million in annual revenue at Morgan Stanley, according to a source familiar with the move.

A Finra arbitration panel vindicated the broker in finding that he had “consistently urged” the customer to diversify his investments.

Team produced $6 million in annual revenue, according to a source familiar with the move.

Broker sent text messages with customer information, including values of annuities and account transfer requests, to a Wells coworker, according to Finra.

Broker allegedly “partnered with a firm customer to identify, buy, manage, and sell real estate” without firm permission, according to Finra.